Refraction at Spherical Surfaces and Lenses
From the physics class 12 curriculum
TL;DR
When light passes through curved surfaces, like those found in lenses, it bends differently depending on the curvature and the materials involved. We use specific formulas to predict where images will form and how big they'll be. Understanding these concepts is crucial for designing optical instruments and correcting vision.
1. The Mental Model
Imagine light rays as tiny, disciplined soldiers marching. When they hit a curved boundary between two different terrains (like air and glass), they change direction. The amount and direction of the turn depend on how steep the boundary is and which 'terrain' they're entering.
2. The Core Material
When light travels from one transparent medium to another through a spherical surface, it bends. This bending is called refraction. The key here is that the surface is curved, not flat like a window pane.
We have a formula to describe this:
$$ \frac{n_2}{v} - \frac{n_1}{u} = \frac{n_2 - n_1}{R} $$
Let's break down what these terms mean:
* $n_1$: Refractive index of the medium where the light starts (object side).
* $n_2$: Refractive index of the medium where the light ends (image side).
* $u$: Object distance (distance from the pole of the spherical surface to the object). Always negative for real objects.
* $v$: Image distance (distance from the pole of the spherical surface to the image). Positive for real images, negative for virtual images.
* $R$: Radius of curvature of the spherical surface. Positive for convex surfaces (when light enters from the left and the center of curvature is on the right), negative for concave surfaces.
Remember the sign conventions! This is super important:
* Pole (P) is the origin for all measurements.
* Distances measured in the direction of incident light are positive.
* Distances measured opposite to the direction of incident light are negative.
* Heights above the principal axis are positive; below are negative.
Lenses
Lenses are essentially two spherical surfaces (or one spherical and one planar) placed close together. A thin lens is one where its thickness is negligible compared to its focal length or radii of curvature.
For a thin lens, the refraction happens twice (once at each surface), and we combine the effects using the Lens Maker's Formula:
$$ \frac{1}{f} = (n_2 - n_1) \left( \frac{1}{R_1} - \frac{1}{R_2} \right) $$
- $f$: Focal length of the lens. Positive for converging (convex) lenses, negative for diverging (concave) lenses.
- $n_2$: Refractive index of the lens material.
- $n_1$: Refractive index of the surrounding medium (usually air, so $n_1=1$).
- $R_1$: Radius of curvature of the first surface encountered by light.
- $R_2$: Radius of curvature of the second surface encountered by light.
Again, sign conventions for $R_1$ and $R_2$ are critical. Use the same conventions as for single spherical surfaces.
Once you have the focal length, you can find the image position using the Thin Lens Formula:
$$ \frac{1}{v} - \frac{1}{u} = \frac{1}{f} $$
- $u$: Object distance. Always negative for real objects.
- $v$: Image distance. Positive for real images, negative for virtual images.
Magnification
Linear Magnification (m) tells you how much larger or smaller the image is compared to the object, and if it's inverted.
$$ m = \frac{h_i}{h_o} = \frac{v}{u} $$
- $h_i$: Height of the image.
- $h_o$: Height of the object.
- If $m$ is positive, the image is erect (upright).
- If $m$ is negative, the image is inverted.
- If $|m| > 1$, the image is magnified.
- If $|m| < 1$, the image is diminished.
Here's a diagram showing the image formation process with a converging lens:
graph TD
A["Object (beyond 2F)"] --> B{"Light Rays from Object"};
B --> C["Converging Lens"];
C --> D{"Refraction at Lens"};
D --> E["Image (between F and 2F, real & inverted)"];
subgraph Key Points
F1["Focal Point 1"]
F2["Focal Point 2"]
C1["Center of Curvature 1"]
C2["Center of Curvature 2"]
end
3. Worked Example
Let's say we have a convex lens with a focal length ($f$) of +10 cm. An object is placed 15 cm in front of the lens. Let's find the position and nature of the image.
-
Given values:
- Focal length, $f = +10 \text{ cm}$ (positive for convex lens)
- Object distance, $u = -15 \text{ cm}$ (always negative for a real object in front of the lens)
-
Use the Thin Lens Formula:
$$ \frac{1}{v} - \frac{1}{u} = \frac{1}{f} $$
Substitute the values:
$$ \frac{1}{v} - \frac{1}{(-15)} = \frac{1}{10} $$
$$ \frac{1}{v} + \frac{1}{15} = \frac{1}{10} $$
$$ \frac{1}{v} = \frac{1}{10} - \frac{1}{15} $$
Find a common denominator (30):
$$ \frac{1}{v} = \frac{3}{30} - \frac{2}{30} $$
$$ \frac{1}{v} = \frac{1}{30} $$
$$ v = +30 \text{ cm} $$ -
Calculate Magnification:
$$ m = \frac{v}{u} $$
$$ m = \frac{+30}{-15} = -2 $$ -
Interpret the results:
- The image distance $v = +30 \text{ cm}$ means the image is formed 30 cm from the lens on the opposite side of the object (the real side). So, it's a real image.
- The magnification $m = -2$ means the image is inverted (because of the negative sign) and magnified (twice the size of the object, because $|-2|=2 > 1$).
4. Key Takeaways
- The refractive index ($n$) dictates how much light bends when entering a new medium.
- Sign conventions for $u, v, R, f$ are critical for correct calculations; stick to one consistent set.
- The Lens Maker's Formula relates the lens's material, its curvatures, and its focal length.
- The Thin Lens Formula helps you find the image position and nature given the object position and focal length.
- Magnification tells you if an image is real/virtual, erect/inverted, and magnified/diminished.
Common Mistakes to Avoid

Photo by KATRIN BOLOVTSOVA on Pexels
- Forgetting sign conventions: This is the most common error. Double-check all your positive and negative signs for $u, v, R, f$.
- Mixing up formulas: Don't use the spherical surface formula for a lens or vice-versa without understanding their origins.
- Incorrectly interpreting image properties: A positive 'v' means real, negative means virtual. A positive 'm' means erect, negative means inverted.
- Calculation errors with fractions: Be careful when adding or subtracting fractions for $1/f$, $1/u$, and $1/v$.
5. Now Try It
A concave lens has a focal length of -20 cm. An object is placed 30 cm in front of the lens. Calculate the position and magnification of the image. What are the characteristics of the image (real/virtual, erect/inverted, magnified/diminished)?
What success looks like: You should arrive at a negative image distance, a positive magnification less than 1, and correctly describe the image as virtual, erect, and diminished.
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